29 Oct, 2021 Are HMRC’s conclusions reasonable? By Paul Hardwick HMRC v Sukhdev Mattu [2021] UKUT 0245 (TCC) is a recent application by HMRC to apply a tax-related penalty on Mr Mattu for alleged...
14 Jun, 2021 17 June 2021: the third annual derivatives counting day By Robert Daniell William Sykes The second anniversary of EMIR Refit is this week, and with it comes the annual requirement for most financial counterparties and...
12 Apr, 2021 Corporate bond funds in the firing line By Gavin Haran Regulators in the UK, the EU and globally are considering liquidity risk management in open-ended funds. Following a number of perceived...
03 Nov, 2020 A "second wave" of Coronavirus amendments following new FCA guidance? By Adam Caines New FCA guidance Following the announcement of a second national lockdown, the FCA has announced a reprise of the payment deferral...
09 May, 2019 FCA publishes call for input for RDR and FAMR evaluation By Lora Froud Alexandra Green Michael Sholem The Financial Conduct Authority (FCA) has published a call for input in relation to investment advice as part of its evaluation of its...