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14 results for: enforcement
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Following the Economic Crime (Transparency and Enforcement) Act 2022’s expedited passage through Parliament in March 2022, the Office of...
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The Serious Fraud Office (SFO) has entered into two new deferred prosecution agreement (DPAs), taking the total number entered into to 12...
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The Serious Fraud Office (SFO) has published its Annual Report and Accounts for 2020–2021 (the Report). The Report provides an overview...
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The Financial Conduct Authority (FCA) has imposed a £178,000 fine (reduced from £236,740 to avoid serious financial hardship) on Sapien...
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Being alive to recent developments is fundamental to successfully enforcing security and protecting your commercial interests as a...
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On 15 December 2020, the FCA announced it had fined a hedge fund Chief Investment Officer (CIO) £100,000 for market abuse and had...
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The United States Congress is expected to pass the country’s most significant anti-money laundering legislation in decades this week,...
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A new Freedom of Information Act request served on the Financial Conduct Authority (FCA) has revealed that so far in 2020 the FCA has...
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Commerzbank has been fined £37,805,400 for anti-money laundering failings by the Financial Conduct Authority (FCA), which yesterday...
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HMRC has released an update on its investigations of the relatively new corporate criminal offence (CCO) of failure to prevent the...
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The National Crime Agency (NCA) has obtained a second set of Unexplained Wealth Orders (UWOs) aimed at London properties worth at least...
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A new power introduced by the Criminal Finances Act 2017 (CFA) has recently been used for the first time by UK authorities: Account...
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The European Parliament adopted the recommendations in the report of its special committee on financial crimes, tax evasion and tax...
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My colleagues Andy Mather and Richard Rowlatt recently reported on the much discussed Court of Appeal decision in Grove Developments...