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ESMA’s supervisory briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework will be...
The European Securities and Markets Authority (ESMA) has (i) published its final report and guidelines on reporting under the Securities...
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The European Securities and Markets Authority (ESMA) published a report last week on initial coin-offerings and crypto-assets. The...
Steven Maijoor, Chair of ESMA, delivered a keynote address at the FESE Convention 2018 in Vienna on 21 June. His speech focused on the...
The Markets in Financial Instruments Regulation (MiFIR), which was effective on 3 January 2018, requires all firms subject to MiFIR...