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47 results for: fca
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Macfarlanes' Corporate Law Update reported on the Financial Conduct Authority (FCA)’s recently-published policy statement on diversity...
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The UK Prospectus Regime Review Outcome (PRRO) published by HM Treasury at the beginning of March 2022 gives us further insight into the...
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On 18 January 2022, HM Treasury (HMT) published its response to its July 2020 consultation paper on cryptoasset promotions. This was...
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The FCA recently published a policy statement outlining changes to its decision-making processes, in order to make “faster and more...
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The Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England (the regulators) have published a...
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The Financial Conduct Authority (FCA) has published a Primary Market Technical Note to give further guidance for cannabis-related...
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Those who work in the nascent legal cannabis industry in the UK, including investors and advisors, will be interested to note that a new...
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The Financial Conduct Authority (FCA) has imposed a £178,000 fine (reduced from £236,740 to avoid serious financial hardship) on Sapien...
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Earlier this week, at the launch of the HM Treasury Women In Finance Charter Annual Review, the FCA’s CEO Nikhil Rathi set out why, as a...
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In a recent speech delivered at the Ethnic Diversity in the City and Corporate UK Summit, Georgina Philippou (senior adviser to the FCA...
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On Monday the Financial Conduct Authority (FCA) released its review of consumer investments data for 2020 (the Review). In the Review the...
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Today the Supreme Court handed down its judgment in the FCA's Business Interruption (BI) test case.The judgment substantially upholds the...
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Investing legally in the cannabis industry has troubled many UK investors and investment managers over the last couple of years. This is...
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On 15 December 2020, the FCA announced it had fined a hedge fund Chief Investment Officer (CIO) £100,000 for market abuse and had...
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The Law Commission will begin a review of the UK’s corporate criminal liability legislation, after the Government instructed the body to...
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New FCA guidanceFollowing the announcement of a second national lockdown, the FCA has announced a reprise of the payment deferral...