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43 results for: fca
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The Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England (the regulators) have published a...

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The Financial Conduct Authority (FCA) has published a Primary Market Technical Note to give further guidance for cannabis-related...

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Those who work in the nascent legal cannabis industry in the UK, including investors and advisors, will be interested to note that a new...

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The Financial Conduct Authority (FCA) has imposed a £178,000 fine (reduced from £236,740 to avoid serious financial hardship) on Sapien...

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Earlier this week, at the launch of the HM Treasury Women In Finance Charter Annual Review, the FCA’s CEO Nikhil Rathi set out why, as a...

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In a recent speech delivered at the Ethnic Diversity in the City and Corporate UK Summit, Georgina Philippou (senior adviser to the FCA...

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On Monday the Financial Conduct Authority (FCA) released its review of consumer investments data for 2020 (the Review). In the...

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Today the Supreme Court handed down its judgment in the FCA's Business Interruption (BI) test case.

The judgment substantially upholds the...

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Investing legally in the cannabis industry has troubled many UK investors and investment managers over the last couple of years. This is...

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On 15 December 2020, the FCA announced it had fined a hedge fund Chief Investment Officer (CIO) £100,000 for market abuse and had...

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The Law Commission will begin a review of the UK’s corporate criminal liability legislation, after the Government instructed the body to...

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New FCA guidance

Following the announcement of a second national lockdown, the FCA has announced a reprise of the payment deferral...

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The Financial Conduct Authority (FCA) has published a short but welcome statement setting out its position on the listing of...

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Update - read our longer article reflecting on the judgment and its implications here

This morning the High Court handed down its judgment...

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A new Freedom of Information Act request served on the Financial Conduct Authority (FCA) has revealed that so far in 2020 the FCA has...

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This is more or less how Matthew Vincent of the Financial Times recently summarised the conclusions of PA Consulting's and TheCityUK's...