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5 results for: market abuse regulation
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We consider the implications of the Market Abuse Regulations (MAR) for senior executives in PLCs, following the FCA’s fine of a...
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The global anti-corruption NGO "Corruption Watch" has published a critical report comparing the UK's fight against economic crime...
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Some choice words from the FCA's Director of Market Oversight, Julia Hoggett, in a speech discussing market abuse. New technology will...
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In its latest newsletter on market conduct and transaction reporting issues (Market Watch 56), the Financial Conduct Authority (FCA)...
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The FCA is reportedly sending questionnaires and making supervisory visits to asset management firms, focusing on their market abuse...