Jan 17, 2020 New Year, new resolutions for senior exec training and development as the FCA issues its first fine against a PDMR for failure to report dealings under MAR By Dan Lavender We consider the implications of the Market Abuse Regulations (MAR) for senior executives in PLCs, following the FCA’s fine of a...
Mar 11, 2019 Report claims the UK is much less effective at prosecuting financial crime than the USA By Neill Blundell Max Hobbs The global anti-corruption NGO "Corruption Watch" has published a critical report comparing the UK's fight against economic crime...
Sep 27, 2018 FCA warnings on MAR surveillance practices By Macfarlanes In its latest newsletter on market conduct and transaction reporting issues (Market Watch 56), the Financial Conduct Authority (FCA)...