A welcome breath of Brexit pragmatism, in the interests of business and its customers, from Andrew Bailey at the City Banquet, Mansion...
Alex has a broad range of non-contentious regulatory experience, with a particular focus on retail / mass market wealth work as well as regulatory perimeter questions.
She advised on both MiFID I and MiFID II implementation and has experience of a wide range of regulatory applications for different clients including applications for authorisation, variation of permission, change in control, rule waivers / modifications for a broad range of firms including insurers, banks, investment managers and advisory firms.
Alex also has experience dealing with more unusual applications under the UK regulatory regime which require multi-regulator, multi-party approvals (including court approvals) such as applications under Part VII Financial Services and Markets Act 2000.
She advises regularly on COBS, CASS, SYSC and SUP.
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