First FCA enforcement case to proceed under the new process for partly-contested cases
The FCA has published a decision notice against a broker (Linear Investments Limited) with respect to historic failings in the systems...
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FCA warnings on MAR surveillance practices
In its latest newsletter on market conduct and transaction reporting issues (Market Watch 56), the Financial Conduct Authority...
Corbyn’s radical proposals – all about employee ownership?
Labour has unveiled proposals under which larger companies would be required to put up to 10 per cent of their shares into a form of...
EU Commission launches new preliminary investigation into Amazon use of data
In a press conference last week, the EU Competition Commissioner Margrethe Vestager announced a preliminary investigation into Amazon's...
UK Government announces scope of expert panel review on competition and digital economy
The UK Government has announced the terms of reference for its expert panel review of competition and the digital economy. A number of...
Migration Advisory Committee recommends turning back time on UK immigration law
The Migration Advisory Committee (MAC) released its long awaited report on the effects of EEA migration into the UK, which contains its...
The NCA ramps up its anti-money laundering drive - professional advisers be wary
The National Crime Agency (the NCA) has announced a ramping up of its anti-money laundering drive, as part of which we can expect to see...
How can we build more houses?
At the beginning of the summer, the government published Sir Oliver Letwin's draft analysis of the issues that affect the rate of house...
Seller beware – new liability for directors of holding companies?
The Government has published its response and action plan following its consultation in March this year on reforming the UK’s corporate...
The impact of new technologies on the wealth management industry
I was delighted to have had the opportunity to speak on a panel at the Global Leaders Forum yesterday on the impact of new technologies...
Finally time for e-signing?
The Law Commission has confirmed that documents, including deeds, can be signed electronically.
In its recently published consultation...
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