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161 results for: financial services
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FCA implements new requirements for board and executive diversity reporting
By Dominic Sedghi, Dan Lavender, Helen Harvey
Macfarlanes' Corporate Law Update reported on the Financial Conduct Authority (FCA)’s recently-published policy statement on diversity...
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UK Prospectus Regime Reform Review Outcome: is this the path to a complete rethink?
By Richard Fletcher, Clare Golding
The UK Prospectus Regime Review Outcome (PRRO) published by HM Treasury at the beginning of March 2022 gives us further insight into the...
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Overseas Funds Regime: "live" but not yet kicking
By Lora Froud, Dominic Buxton, Gavin Haran
The Government has made and published Regulations that brought the Overseas Funds Regime (OFR) into effect from 23 February 2022. This is...
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Derivatives – UK CCP equivalence extended to 2025
By Edward Karsten, William Sykes
Following a statement by Mairead McGuinness, European commissioner for financial services, towards the end of last year, the European...
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ESMA’s briefing on tied agents: UK managers in the firing line?
By Andrew Henderson, Gavin Haran
ESMA’s supervisory briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework will be...
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Clearing – potential one-year extension to pension schemes exemption, but further extensions unlikely
By Edward Karsten, William Sykes
The European Securities and Markets Authority (ESMA) has sent a letter to the European Commission (EC) recommending that the temporary...
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FCA’s views on operational resilience: are you ready for 31 March 2022 deadline?
By Joy Davey
Banks, insurers and enhanced-scope SMCR firms will have to comply with the operational resiliency requirements that come into force on 31...
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Asset valuation: EU managers under scrutiny
By Sandeesh Shah
ESMA has announced that it is launching its third common supervisory action (CSA) on the EU asset management sector, this time focusing...
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FCA tackles the "Wild West" of high-risk investments
By Gavin Haran, Andrew Henderson
The FCA has published a consultation that proposes to reform its financial promotion rules. The changes relate to "high-risk...
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Marketing cryptoassets: HMT and the FCA weigh in
By Andrew Henderson
On 18 January 2022, HM Treasury (HMT) published its response to its July 2020 consultation paper on cryptoasset promotions. This was...
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UK Securitisation Regulation – FCA approves first two securitisation repositories
By Edward Karsten, Richard Fletcher
With effect from 17 January 2022, the Financial Conduct Authority (FCA) has decided to register both European DataWarehouse Ltd and...
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Executive power: the FCA implements decision-making reform
By Lorna Emson, James Reid
The FCA recently published a policy statement outlining changes to its decision-making processes, in order to make “faster and more...
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EU proposes delay to mandatory buy-in regime; settlement fails reporting and cash penalties unaffected
By Rob Daniell, Edward Karsten, Kartik Iyer
In a much-anticipated move, EU co-legislators have proposed an amendment to the Central Securities Depositaries Regulation (CSDR) to...
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Paying the price: UK proposes mandatory rules for banks to compensate fraud victims
By Lorna Emson, James Reid
The UK government has indicated that UK banks will be required to provide refunds to victims of “push payment” fraud (also known as “APP”...
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Christmas comes early for clearing – UK CCP temporary equivalence to be extended
By Edward Karsten, Rob Daniell, Christine Long
Pursuant to a statement published yesterday, Mairead McGuinness, European commissioner for financial services announced an extension to...
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ESG in action in defence outsourcing and supply chains - and what's next?
By Mark Lewis
This blog was prompted by an intriguing report published on 6 November in The Telegraph: UK FTSE 250 outsourcer/service provider has...
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