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“Big change is coming”, wrote Elizabeth Warren when Gary Gensler was nominated by President Biden to be the next chair of the Securities...
25 results for:
private equity sponsors
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The International Organization of Securities Commissions (IOSCO) has published a wide-ranging consultation report on its "recommendations...
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On 20 July 2021, the government published draft legislation for the Finance Bill 2021-2022, consultations, and other documents (L-Day)....
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As asset managers adapt to the need to disclose their approach to climate-related financial risks, integrate sustainability risk...
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The FCA has published its 2021/22 business plan. The publication of the plan was slightly delayed, which is perhaps unsurprising given...
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On 8 July 2021, the European Commission (EC) informed the European Council that the implementation of level 2 of the Sustainable...
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The Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England (the regulators) have published a...
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Over the weekend, the OECD/G20 Inclusive Framework issued a further agreement (by 131 countries) on the key components of the two-pillar...
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The FCA has now provided its feedback on its first consultation papers on the new UK prudential regime for MiFID investment firms (IFPR)...
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On Friday 4 June 2021 the Loan Market Association (LMA), European Leveraged Finance Association (ELFA) and Loan Syndications and Trading...
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The financial trade press (e.g. see Financial News) is reporting that certain EU regulators have questioned the ability for a UK firm to...
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In November 2020, the EU Code of Conduct Group submitted a report to the Council of European Finance Ministers stating that the economic...
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The FCA has published its long awaited consultation on the creation of a Long Term Asset Fund (LTAF). The LTAF is an open-ended...
On Wednesday the Serious Fraud Office (SFO) announced that it had secured a corporate conviction against GPT Special Project Management...
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The recently established SEC climate and ESG task force published its first risk alert on 9 April. The alert highlights the task force’s...
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The European Supervisory Authorities (ESAs) are currently consulting on the proposed regulatory technical standards (RTS) on the content...