/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-11-12-10-40-29-322-618e449d49b204063805c84b.jpg)
“Big change is coming”, wrote Elizabeth Warren when Gary Gensler was nominated by President Biden to be the next chair of the Securities...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-08-11-13-53-44-260-6113d668e5416a11a8a154fa.jpg)
The International Organization of Securities Commissions (IOSCO) has published a wide-ranging consultation report on its "recommendations...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-07-21-15-51-34-221-60f84286400fb30f2025e225.jpg)
On 20 July 2021, the government published draft legislation for the Finance Bill 2021-2022, consultations, and other documents (L-Day)....
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-07-20-09-30-00-510-60f69798e5416a0ed47cda23.jpg)
As asset managers adapt to the need to disclose their approach to climate-related financial risks, integrate sustainability risk...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-07-16-08-37-23-175-60f14543fac91f030c4013e1.jpg)
The FCA has published its 2021/22 business plan. The publication of the plan was slightly delayed, which is perhaps unsurprising given...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-07-14-09-23-35-962-60eead17400fb407bcd13965.jpg)
On 8 July 2021, the European Commission (EC) informed the European Council that the implementation of level 2 of the Sustainable...
/Passle/5a1c2144b00e80131c20b495/MediaLibrary/Images/5b0c692a41a1e801acd6035e/2019-01-02-12-34-04-475-5c2cafbcabdfe8113014e438.jpg)
The Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England (the regulators) have published a...
/Passle/5a1c2144b00e80131c20b495/MediaLibrary/Images/5c404d71abdfe800488079a7/2021-07-07-13-02-55-451-60e5a5fffac91e0fe036561c.png)
Over the weekend, the OECD/G20 Inclusive Framework issued a further agreement (by 131 countries) on the key components of the two-pillar...
/Passle/5a1c2144b00e80131c20b495/MediaLibrary/Images/5b72faa32a1ea20bec0090ca/2021-06-24-14-53-41-177-60d49c75e5416a1018ded6b6.png)
The FCA has now provided its feedback on its first consultation papers on the new UK prudential regime for MiFID investment firms (IFPR)...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-06-08-12-46-25-656-60bf66a1400fb308783926de.jpg)
On Friday 4 June 2021 the Loan Market Association (LMA), European Leveraged Finance Association (ELFA) and Loan Syndications and Trading...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-06-07-16-09-53-866-60be44d1fac91e123475b1f7.jpg)
The financial trade press (e.g. see Financial News) is reporting that certain EU regulators have questioned the ability for a UK firm to...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-05-27-09-06-50-381-60af612a400fb30acc51c58d.jpg)
In November 2020, the EU Code of Conduct Group submitted a report to the Council of European Finance Ministers stating that the economic...
/Passle/5a1c2144b00e80131c20b495/MediaLibrary/Images/5a3c4fd4b00e8008d4518eaa/2021-05-07-16-37-42-776-60956cd65354850f4475392b.jpg)
The FCA has published its long awaited consultation on the creation of a Long Term Asset Fund (LTAF). The LTAF is an open-ended...
On Wednesday the Serious Fraud Office (SFO) announced that it had secured a corporate conviction against GPT Special Project Management...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-04-20-17-01-57-427-607f0905fac91e0878e5df9b.jpg)
The recently established SEC climate and ESG task force published its first risk alert on 9 April. The alert highlights the task force’s...
/Passle/5a1c2144b00e80131c20b495/SearchServiceImages/2021-04-09-12-50-01-386-60704d795354881208ea7d7c.jpg)
The European Supervisory Authorities (ESAs) are currently consulting on the proposed regulatory technical standards (RTS) on the content...