Regulators in the UK, the EU and globally are considering liquidity risk management in open-ended funds. Following a number of perceived...

The European Supervisory Authorities (ESAs) are currently consulting on the proposed regulatory technical standards (RTS) on the content...

The Brexit Trade and Cooperation Agreement did not specifically address financial services. However, the EU and the UK did commit to...

Tackling climate change is back on the agenda in the US, and is a renewed area of focus for the SEC: on 4 March, the SEC announced the...

The FCA has published the results of its review into UK asset managers’ implementation of the MiFID II product governance rules. The FCA...

ESMA has sent a letter to the European Commission (EC) detailing its views on the European Long Term Investment Funds (ELTIFs) review and...

ESMA has published a letter to the European Commission (EC) recommending a further wave of ESG regulation concerning ESG ratings and scores.

The French regulator, the Autorité des Marchés Financiers (AMF), has published guidance on the implementation of the EU's Sustainable...

The FCA has published a statement on its website reminding firms to keep their Part 4A permissions up to date and remove any permissions...

The temporary marketing permissions regime (the TMPR) is now being used by many EEA-domiciled UCITS that, pre-Brexit, relied on a UCITS...

With a free trade agreement between the UK and the EU agreed on Christmas Eve, there is now more visibility on the regulatory landscape...

The Financial Conduct Authority (FCA) has issued its first consultation paper (CP) proposing rules for the UK Investment Firm Prudential...

Richard Monks, Director of Strategy at the Financial Conduct Authority (FCA), recently delivered a speech on the FCA’s approach to...

As things stand, no. The Disclosure Regulation (the Regulation) applies from 10 March 2021, meaning it does not become operative until...

Earlier this week, the Chancellor, Rishi Sunak, delivered a speech to Parliament which gave further insight into the Government’s...

The Chancellor, Rishi Sunak, delivered a statement to Parliament earlier this week, setting out the Government’s plans to renew the UK’s...