AR(e) you a compliant principal? FCA reviews appointed representative arrangements
The Financial Conduct Authority (FCA) has published its findings from its multi-firm review into the supervision by principal firms of...
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FCA publishes call for input for RDR and FAMR evaluation
The Financial Conduct Authority (FCA) has published a call for input in relation to investment advice as part of its evaluation of its...
FCA publishes second "Dear CEO" letter on financial promotions
Last week the Financial Conduct Authority (FCA) published a second "Dear CEO" letter relating to financial promotions. This letter...
Hotel financing - the pros and cons of management agreements versus franchises
At the CREFC "Financing Hotels in Europe" panel discussion on Friday 29 March, lenders and investors discussed their preferences for the...
Investment Association issues fund communication guidance
The Investment Association (IA) has published its final guidance on the clarity of language in fund documentation for UK authorised...
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