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63 results for: institutional asset managers
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Regulators in the UK, the EU and globally are considering liquidity risk management in open-ended funds. Following a number of perceived...

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The European Supervisory Authorities (ESAs) are currently consulting on the proposed regulatory technical standards (RTS) on the content...

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The Brexit Trade and Cooperation Agreement did not specifically address financial services. However, the EU and the UK did commit to...

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Tackling climate change is back on the agenda in the US, and is a renewed area of focus for the SEC: on 4 March, the SEC announced the...

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The FCA has published the results of its review into UK asset managers’ implementation of the MiFID II product governance rules. The FCA...

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ESMA has sent a letter to the European Commission (EC) detailing its views on the European Long Term Investment Funds (ELTIFs) review and...

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ESMA has published a letter to the European Commission (EC) recommending a further wave of ESG regulation concerning ESG ratings and scores.

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The French regulator, the Autorité des Marchés Financiers (AMF), has published guidance on the implementation of the EU's Sustainable...

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The FCA has published a statement on its website reminding firms to keep their Part 4A permissions up to date and remove any permissions...

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The temporary marketing permissions regime (the TMPR) is now being used by many EEA-domiciled UCITS that, pre-Brexit, relied on a UCITS...

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With a free trade agreement between the UK and the EU agreed on Christmas Eve, there is now more visibility on the regulatory landscape...

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The Financial Conduct Authority (FCA) has issued its first consultation paper (CP) proposing rules for the UK Investment Firm Prudential...

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Richard Monks, Director of Strategy at the Financial Conduct Authority (FCA), recently delivered a speech on the FCA’s approach to...

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As things stand, no. The Disclosure Regulation (the Regulation) applies from 10 March 2021, meaning it does not become operative until...

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Earlier this week, the Chancellor, Rishi Sunak, delivered a speech to Parliament which gave further insight into the Government’s...

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The Chancellor, Rishi Sunak, delivered a statement to Parliament earlier this week, setting out the Government’s plans to renew the UK’s...