This browser is not actively supported anymore. For the best passle experience, we strongly recommend you upgrade your browser.
106 results for: investment management
post featured image
The Government has made and published Regulations that brought the Overseas Funds Regime (OFR) into effect from 23 February 2022. This is...
post featured image
On 10 February 2022 HMT published its formal response to its review of the UK funds regime and set out a series of actions it is planning...
post featured image
ESMA’s supervisory briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework will be...
post featured image
ESMA has announced that it is launching its third common supervisory action (CSA) on the EU asset management sector, this time focusing...
post featured image
The FCA has published a consultation that proposes to reform its financial promotion rules. The changes relate to "high-risk...
post featured image
On 18 January 2022, HM Treasury (HMT) published its response to its July 2020 consultation paper on cryptoasset promotions. This was...
post featured image
In a much-anticipated move, EU co-legislators have proposed an amendment to the Central Securities Depositaries Regulation (CSDR) to...
post featured image
“Big change is coming”, wrote Elizabeth Warren when Gary Gensler was nominated by President Biden to be the next chair of the Securities...
post featured image
Pursuant to a statement published yesterday, Mairead McGuinness, European commissioner for financial services announced an extension to...
post featured image
This blog was prompted by an intriguing report published on 6 November in The Telegraph: UK FTSE 250 outsourcer/service provider has...
post featured image
Following on in short succession from the FCA’s Host ACD review, the FCA’s freshly published November 2021 Regulatory Initiatives Grid...
post featured image
The FCA has published its final rules for the Long Term Asset Fund (LTAF). The LTAF is a new authorised fund vehicle that aims to make it...
post featured image
The Productive Finance Working Group has published its recommendations to UK policymakers to remove barriers to investment by retirement...
post featured image
Shadow Chancellor Rachel Reeves has announced that Labour, if the party wins the next general election, will target the carried interest...
post featured image
With less than four months to go before the FCA turns off the supply of daily LIBOR (in its well-used form) for most of the 35...
post featured image
The rush to regulate financial markets to produce ESG outcomes has brought focus to a problem: in the absence of good quality ESG data...