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109 results for: investment management
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DWP consults on new funding and investment regulations
By Camilla Barry George Mitkov
The Pension Schemes Act 2021 introduced new requirements for DB schemes to: develop a funding and investment strategy that ensures that...
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Tax rule change may encourage UK investment managers to hold cryptoassets
By Rebecca Rose
As trailed by the Treasury back in April, HMRC has published a consultation on expanding the list of “investment transactions’” which...
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An EU retail passport for alternative funds?
By Gavin Haran Lora Froud
The EU’s review of the Alternative Investment Funds Management Directive, or AIFMD 2, is underway. The EU’s institutions are currently...
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Overseas Funds Regime: "live" but not yet kicking
By Lora Froud Gavin Haran
The Government has made and published Regulations that brought the Overseas Funds Regime (OFR) into effect from 23 February 2022. This is...
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Next steps for UK funds regime review
By Rhiannon Kinghall Were
On 10 February 2022 HMT published its formal response to its review of the UK funds regime and set out a series of actions it is planning...
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ESMA’s briefing on tied agents: UK managers in the firing line?
By Gavin Haran
ESMA’s supervisory briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework will be...
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Asset valuation: EU managers under scrutiny
By Sandeesh Shah
ESMA has announced that it is launching its third common supervisory action (CSA) on the EU asset management sector, this time focusing...
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FCA tackles the "Wild West" of high-risk investments
By Gavin Haran
The FCA has published a consultation that proposes to reform its financial promotion rules. The changes relate to "high-risk...
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Marketing cryptoassets: HMT and the FCA weigh in
By Gavin Haran
On 18 January 2022, HM Treasury (HMT) published its response to its July 2020 consultation paper on cryptoasset promotions. This was...
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EU proposes delay to mandatory buy-in regime; settlement fails reporting and cash penalties unaffected
By Rob Daniell Edward Karsten Kartik Iyer
In a much-anticipated move, EU co-legislators have proposed an amendment to the Central Securities Depositaries Regulation (CSDR) to...
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Private equity, public costs
By Christopher Good
“Big change is coming”, wrote Elizabeth Warren when Gary Gensler was nominated by President Biden to be the next chair of the Securities...
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Christmas comes early for clearing – UK CCP temporary equivalence to be extended
By Edward Karsten Rob Daniell Christine Long
Pursuant to a statement published yesterday, Mairead McGuinness, European commissioner for financial services announced an extension to...
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ESG in action in defence outsourcing and supply chains - and what's next?
By Mark Lewis
This blog was prompted by an intriguing report published on 6 November in The Telegraph: UK FTSE 250 outsourcer/service provider has...
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UK plans appointed representative review
By Alexandra Green
Following on in short succession from the FCA’s Host ACD review, the FCA’s freshly published November 2021 Regulatory Initiatives Grid...
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FCA publishes Long Term Asset Fund final rules
By Lora Froud Gavin Haran
The FCA has published its final rules for the Long Term Asset Fund (LTAF). The LTAF is a new authorised fund vehicle that aims to make it...
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Official Working Group encourages pension savers to invest in long term assets
By Lora Froud Gavin Haran
The Productive Finance Working Group has published its recommendations to UK policymakers to remove barriers to investment by retirement...
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