This browser is not actively supported anymore. For the best passle experience, we strongly recommend you upgrade your browser.
114 results for: investment management
post featured image

The UK’s upcoming Retail Disclosure Regime: what should firms disclose in the meantime?
By Gavin Haran
PRIIPs is dead; long live the Retail Disclosure Regime. The Chancellor announced on 9 December 2022 that the Government will revoke the...
post featured image

Will the Edinburgh Reforms make a difference?
By Alexandra Green Michael Sholem Gavin Haran
On 9 December, the Chancellor announced a package of over 30 reforms to the UK’s financial regulations, an attempt to achieve the biggest...
post featured image

A new dawn for EU "substance" requirements?
By Gavin Haran
At the Irish Funds’ UK symposium on 24 November, the Central Bank of Ireland’s (CBI's) Derville Rowland made an ominous remark in her...
post featured image

EU reaches positive agreement on ELTIF reforms
By Samuel Brooks Gavin Haran Tiffany Cox
Negotiations have concluded between the European Council and the European Parliament on changes to the European Long Term Investment Fund...
post featured image

Nature based climate solutions and the LSE’s Voluntary Carbon Market
By Rachel Richardson
Climate scientists now believe that there is a 50% probability of the earth’s average temperature exceeding 1.5 degrees celsius above...
post featured image

DWP consults on new funding and investment regulations
By Camilla Barry George Mitkov
The Pension Schemes Act 2021 introduced new requirements for DB schemes to: develop a funding and investment strategy that ensures that...
post featured image

Tax rule change may encourage UK investment managers to hold cryptoassets
By Rebecca Rose
As trailed by the Treasury back in April, HMRC has published a consultation on expanding the list of “investment transactions’” which...
post featured image

An EU retail passport for alternative funds?
By Gavin Haran Lora Froud
The EU’s review of the Alternative Investment Funds Management Directive, or AIFMD 2, is underway. The EU’s institutions are currently...
post featured image

Overseas Funds Regime: "live" but not yet kicking
By Lora Froud Gavin Haran
The Government has made and published Regulations that brought the Overseas Funds Regime (OFR) into effect from 23 February 2022. This is...
post featured image

Next steps for UK funds regime review
By Rhiannon Kinghall Were
On 10 February 2022 HMT published its formal response to its review of the UK funds regime and set out a series of actions it is planning...
post featured image

ESMA’s briefing on tied agents: UK managers in the firing line?
By Gavin Haran
ESMA’s supervisory briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework will be...
post featured image

Asset valuation: EU managers under scrutiny
By Sandeesh Shah
ESMA has announced that it is launching its third common supervisory action (CSA) on the EU asset management sector, this time focusing...
post featured image

FCA tackles the "Wild West" of high-risk investments
By Gavin Haran
The FCA has published a consultation that proposes to reform its financial promotion rules. The changes relate to "high-risk...
post featured image

Marketing cryptoassets: HMT and the FCA weigh in
By Gavin Haran
On 18 January 2022, HM Treasury (HMT) published its response to its July 2020 consultation paper on cryptoasset promotions. This was...
post featured image

EU proposes delay to mandatory buy-in regime; settlement fails reporting and cash penalties unaffected
By Rob Daniell Edward Karsten Kartik Iyer
In a much-anticipated move, EU co-legislators have proposed an amendment to the Central Securities Depositaries Regulation (CSDR) to...
post featured image

Private equity, public costs
By Christopher Good
“Big change is coming”, wrote Elizabeth Warren when Gary Gensler was nominated by President Biden to be the next chair of the Securities...
Load more