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As we wrote about in more detail in our recent article, employee use of personal communications channels for work purposes has become a...
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The Prudential Regulatory Authority (PRA) has issued a fine against an individual under the Senior Managers & Certification Regime...
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ESMA’s supervisory briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework will be...
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Banks, insurers and enhanced-scope SMCR firms will have to comply with the operational resiliency requirements that come into force on 31...
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The European Overnight Index, or EONIA, is due to permanently cease to be published from 3 January 2022, as EONIA does not meet the...
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When finances become distressed, creditors examine all avenues to recover their debt which can result in any intercreditor agreements...
Following recent changes to EU law regarding derivatives margin and clearing and indications by the UK’s Prudential Regulation Authority...
With a free trade agreement between the UK and the EU agreed on Christmas Eve, there is now more visibility on the regulatory landscape...
Last week, Sam Woods, CEO of the Prudential Regulation Authority (PRA) gave a speech on the regulatory architecture for UK banks...
Yesterday, the Chancellor made various statements on financial regulation in the context of the forthcoming Financial Services Bill,...
In the wake of a number of high-profile money laundering (ML) scandals in the banking sector, the European Court of Auditors (ECA) has...
On 22 May 2020, the Financial Conduct Authority (FCA) published draft updated guidance to mortgage lenders, mortgage administrators, home...
In a move co-ordinated with ESMA, the short-selling bans in the six European Union countries that had imposed them will end at midnight...
The EU Commission has published an action plan aimed at ensuring the EU puts on a more unified front in the fight against money...
On 1 May, the Financial Conduct Authority (FCA) issued a helpful statement for firms on complaints handling, recognising the many...
On 24 April 2020, the Financial Conduct Authority (FCA) confirmed a package of proposed temporary measures to support customers who have...